Monday, October 17, 2011
Starters and Relievers in the 9th Inning and Score Differential
There has been much discussion (and research) on the relative performances of starters and relievers in the 9th inning. Preliminary results suggest that starters perform much better in the 9th inning, relative to their overall performance, than do relievers, even considering that they are facing the opposing lineup for the 4th time through the order. The speculation is that these starters are having “on” days, their managers and coaches can recognize this, which is at least one reason why they are allowed to pitch (at least start) the 9th, and that their “onness” continued into the 9th inning. (It is true that starters who are allowed to pitch the 9th inning – and 8th, 7th, etc. – have pitched exceptionally well in prior innings.)
While this is a reasonable assumption and certainly comports with conventional thinking, it is somewhat out of step with what we found in The Book – that early in a game success and failure does not have much predictive value.
I don’t necessarily have any particularly strong reason to disagree with this (new found – at least on my part) conclusion (that starters who are having exceptional games up to the 9th inning will continue to pitch at an above-average – for them - level), however, there are two things that I am uncomfortable with: One, the small sample sizes of starting pitchers in the 9th – in my research I only looked at 2007-2010, and two, the fact that starters and relievers likely have different distributions of score differentials at home and on the road, and that these score differentials alone may considerably impact opponent wOBA (because their approaches may change and thus the wOBA weights are not correct). This was brought up by Guy in one of the threads on this subject.
I was also troubled by one more thing: When I looked at the 07-10 data for all starters and not just elite ones, so that I had a much large sample size, they did not pitch very well in the 8th, but pitched exceptionally well in the 9th. You would expect that if starting pitchers who were “on” continued to be “on,” we would see this effect in the 8th (and 7th) as well as the 9th inning, although perhaps not to the same degree. In fact, we should see a gradually increasing effect in every inning. After all, a starter pitching the 8th, on the average, has pitched exceptionally well through the 7th inning, and presumably the manager and coaches allowed him to pitch the 8th not only because he has pitched well thus far, but because they deem that he is ”on” (and not just lucky).
So, one, I expanded my research to examine data from 1993 to 2010 (18 years), and two, I looked in more detail at how wOBA differs for relievers and starters in the 9th inning as a function of the score differential.
I included all relievers and starters in the analysis since I think that whatever happens in the 9th inning for all starters and relievers will also happen with elite starters and relievers (relative to their overall talent of course), and of course most relievers in the 9th ARE elite relievers and even starters in the 9th will tend to be the better starters.
Here is some of the data:
For pitchers on the road of course, their team has to be either ahead or tied in the 9th inning. Around 43% of all PA were when the pitching team was up by more than 3 runs. Here is the complete distribution:
Home team batting in the bottom of the 9th
Up by 4 or more: 43%
Up by 3: 14%
Up by 2: 17%
Up by 1: 19%
Tied: 20%
Now, for each of those situations (on the road), here is how often starters and relievers combined pitched the 9th (for starters, that means starting the 9th, and for relievers, that means pitched any time in the 9th):
Road team pitching the 9th
Score differential Occurrence Starters Relievers
Up by 4 or more: 43% 11% 89%
Up by 3: 14% 7% 93%
Up by 2: 17% 5% 95%
Up by 1: 19% 4% 96%
Tied: 20% 3% 97%
So, we can easily see that when starters start the 9th inning on the road, their team tends to be winning by a lot. In fact, the closer the game, the less they pitch, relative to a reliever. Does this matter in terms of wOBA? In other words, does the wOBA of batters in the bottom of the 9th differ by score differential after we correct for the pool of pitchers and batters and other things like the park and weather?
Road team pitching the 9th (starters and relievers combined)
Score differential Occurrence wOBA against, adjusted for pitchers and batters
Up by 4 or more: 43% .337
Up by 3: 14% .338
up by 2: 17% .336
Up by 1: 19% .351
Tied: 20% .380
Wow! Being ahead by 2 or more seems to be pretty stable, but when ahead by only 1 run or the game is tied, batters and pitchers seem to be doing something different such that their wOBA is a lot higher. (The average park factor and weather is identical for all of the above groups.)
One standard error is around 5.5 points of wOBA, so the difference between ahead by 2 or more and only 1 is almost 3 SD and for a tie game, it is almost 8 SD.
But, since starters tend not to pitch when the game is close, and if only the starters are reaping the benefits of being “on” that day, maybe the effect we are seeing is only because of the relievers.
Here is the same table for relievers and starters. Keep in mind that while the sample sizes for the relievers is large, that for the starters is very small, since relievers get anywhere from 89% to 97% of the PA in the 9th inning.
Road team starters pitching the 9th
Score differential Occurrence wOBA against, adjusted for pitchers and batters
Up by 4 or more: 60% .336
Up by 3: 12% .326
up by 2: 11% .321
Up by 1: 9% .342
Tied: 8% .377
Wow, even for starters we seem the same pattern! When the pitching team is up by a lot, they pitch real well, at least according to wOBA. When the game is close, they don’t pitch nearly as well. Again, I think we are looking at different approaches by the batting team rather than how “well” the pitchers are pitching. In fact, you would think that pitchers would pitch better when the game is close and are more likely to “groove” pitches when they have a large lead. Certainly batters and pitchers are approaching each PA differently depending on the score differential. Remember that the above numbers are adjusted for the batting and pitching pool (as measured by their overall performance for the year being analyzed).
How about the relievers?
Road team relievers pitching the 9th
Score differential Occurrence wOBA against, adjusted for pitchers and batters
Up by 4 or more: 36% .339
Up by 3: 13% .340
up by 2: 15% .339
Up by 1: 17% .342
Tied: 19% .380
Amazingly, we see almost identical numbers for the starters and relievers, once we control for (or match) the score differential. It appears that in close games, the batters’ wOBA is much higher than when the game is not so close (or when the batting team is losing) both for relievers and starters.
It looks like because starters pitch in the 9th inning disproportionately higher in blowouts and with 2 and 3-run leads, as compared to relievers, it gives the illusion that the starters themselves are pitching much better than the relievers, compared to their average pitching talent.
At this point you may wonder about the “times through the order” effect. That is, the starters are facing the order for the 4th time in the 9th. We would expect them to pitch worse than the relievers and in fact, they pitch around the same. However, in The Book, we found that the 4th time through the order, pitchers actually allowed a wOBA around equal to their overall wOBA against. Most of the “times through the order” effect is seen in the 1st and 3rd times. We suspect that the 4th time effect is tempered by colder weather in night games (and most games ARE night games).
Let’s now look at home team pitching performance. This time we also have categories where the pitching team is losing.
Road team batting in the bottom of the 9th
Up by 4 or more: 21%
Up by 3: 7%
Up by 2: 9%
Up by 1: 9%
Tied: 9%
Down 1: 9%
Down 2: 8%
Down 3: 7%
Down 4 or more: 20%
Home team pitching the 9th
Score differential Occurrence Starters Relievers
Up by 4 or more: 21% 13% 87%
Up by 3: 7% 8% 92%
Up by 2: 9% 6% 94%
Up by 1: 9% 4% 96%
Tied: 9% 5% 95%
Down 1: 9% 4% 96%
Down 2: 8% 2% 98%
Down 3: 7% 1% 99%
Down 4 or more: 20% <1% >99%
Home team pitching the 9th (starters and relievers combined)
Score differential Occurrence wOBA against, adjusted for pitchers and batters
Up by 4 or more: 21% .327
Up by 3: 7% .323
up by 2: 9% .324
Up by 1: 9% .337
Tied: 9% .359
Down 1: 9% .349
Down 2: 8% .346
Down 3: 7% .351
Down 4 or more: 20% .343
We see the same pattern when the home team is pitching as when the road team pitches: When the pitching team is leading by 2 or more runs, the wOBA against is low (again, adjusted for the pool of batters and pitchers). When it is close or the pitching team is losing, we see a markedly higher wOBA against. Just as when the road team is pitching, the highest wOBA is in a tied game.
Let’s break it down again by starters and relievers, keeping in mind that the sample sizes for the starters is very small, especially when they are losing.
Home team starters pitching the 9th
Score differential Occurrence wOBA against, adjusted for pitchers and batters
Up by 4 or more: 53% .326
Up by 3: 12% .298
up by 2: 11% .316
Up by 1: 9% .334
Tied: 8% .356
Down 1: 7% .319
Down2: 3% .349
Down 3: 2% .381
Down 4 or more: 1% .350
Home team relievers pitching the 9th
Score differential Occurrence wOBA against, adjusted for pitchers and batters
Up by 4 or more: 19% .324
Up by 3: 12% .323
up by 2: 11% .322
Up by 1: 9% .334
Tied: 8% .357
Down 1: 7% .347
Down2: 3% .343
Down 3: 2% .348
Down 4 or more: 1% .340
Once again, we get the same pattern and similar numbers for starters and relievers; high wOBA in close games and when the pitching team is losing, especially in tied games and low wOBA when the pitching team is ahead by 2 or more runs.
In addition, starters pitching the 9th have an average park factor of around .99 (a pitchers park) whereas relievers have an average PF of 1.0, contributing to the illusion of starters pitching disproportionately well in the 9th.
To once again summarize, this time using the home and road data combined, it looks like starters do NOT pitch better than expected in the 9th inning, despite pitching exceptionally well going into the 9th and despite their managers allowing them to pitch the 9th, even occasionally in close games.
If we look at aggregate data for starters and relievers pitching the 9th, without controlling for the score differential (and park factors), we get the illusion that starters pitch much better than expected and much better than relievers, relative to their overall true talent, only because starters tend to pitch when their team is ahead by 2 or more runs and relievers tend to pitch when the game is close or their team is losing. When the pitching team is ahead by 2 runs or more, for some reason, the batting team’s wOBA is substantially lower, for starters and relievers, than when the game is close or the batting team is winning.
Finally, if we simply compare relievers and starters in the 9th inning, without adjusting for the pitching pool (but still adjusting for the batting pool, park effects, and home/road), and we combine home and road performance, we get this:
Score differential Starters Relievers
Up 2 or more .326 (.343) .314 (.327)
Up 1 or less (or down) .346 (.339) .335 (.332)
The numbers in parentheses are the pitchers’ overall seasonal wOBA against, similar to their true talent. As you can see, a reliever in the 9th who is a better pitcher than the starter, based on their overall wOBA for the season, is a better option than the starter, even considering that the starter has been pitching an exceptional game thus far and their manager deems them worthy of pitching the 9th. Putting in a reliever who is 10 to 20 points in wOBA better than the starter can save a team from .5% to 1% in win expectancy, not considering leverage. If the LI is high, say 2.5, as in a close game (in the 9th inning), the savings can be around 1-3% in WE, not a trivial amount, in my opinion.


I hope that someone links to this study in BBTF.
As I said, I love to be proven wrong, since that gives me an opportunity to learn something. However, after all the bashing I incurred at BBTF, I think it only fair for them to see this new research. Not that I wouldn’t get bashed again. After all, it is BBTF.
As well, I think I learned a lot from this research, even though in the end, I think I was vindicated, which is kind of a silly notion anyway. As I have always said, and Guy put it aptly, my opinions are almost always informed. Sometimes they are specifically supported by evidence and sometimes they are not. They are never, however, out of my a**, as most “lay” opinions on sports are. After all, I am an expert in the field of sports analysis. You would think I was a lay journalist opining on sabermetrics, like Jayson Stark, Buster Olney, or Murray Chass, if you read the comments on BBTF.
I also encourage other people to do similar research. For example, why is it that wOBA is so much higher when the game is close? I’m sure we can speculate, but without looking at the components and perhaps even the pitch f/x data, I don’t think we can be too sure of anything in that regard.
I would also like to see how pitching with runners on base comes into play. The starters obviously always started the 9th, but the reliever data I looked at was anytime during the inning. It could be when they started the 9th or when they came in in the middle of the inning, often with runners on base.
As well, although I didn’t adjust for platoon issues, the relievers definitely faced more same-handed batters, especially when the pitching team was losing, suggesting that they were brought in specifically to face same-handed batters at some point in the inning. This needs to be looked at too.
So I don’t think that the story is over, although I think we found a very significant factor that was affecting the data in the prior research…